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Capital Markets / Enforcement/White Collar

In recent years, regulatory and enforcement authorities in Israel and throughout the world have required a significantly higher level of compliance from individuals and corporations in the capital market.

This trend, alongside the blurring of geographic borders and the increased international cooperation among enforcement authorities, has created a need for a unique legal response that encompasses local legal expertise. It also demands an in-depth familiarity with the compliance and enforcement authorities in various countries and the international aspects of law and regulation.

We possess both local and international experience. Many of our team members are licensed and have practiced in Israel and the United States. We have an impressive record of providing legal counsel on a variety of matters in both countries. These include money laundering, fraud, bribery, antitrust cases, financial reporting violations, and the use of insider information.

Our team is also highly experienced at managing large-scale document discovery cases for litigation in the US.
We accompany our clients throughout all stages of proceedings conducted by various enforcement authorities. Representation begins during the preliminary investigation phase, and continues to managing contacts with the enforcement authorities. We also serve as counsel during pre-indictment hearings and during hearings before the various courts.

In addition, we assist our clients in conducting internal investigations related to expected or ongoing legal proceedings. We perform audits of internal activities as needed, even if no legal proceeding is anticipated or pending.

Our firm has an excellent reputation for providing legal support to Israeli defendants, whether individuals or corporations, during proceedings conducted in the US only, or concurrently in Israel and the US. Our firm’s broad global network of collaborations enables us to provide winning legal solutions to our clients.

 

Back to Capital Markets

News and updates - Capital Markets / Enforcement/White Collar:


November 17, 2020

Israel Securities Authority – What Constitutes Securities Fraud?

The Israel Securities Authority recently published a staff position on situations it believes indicate fraudulent securities trading and which justify opening a criminal investigation.

September 3, 2020

Israel Securities Authority Publishes Sentencings Guidelines for Administrative Procedures

For the first time, the Israel Securities Authority has published Sentencing Guidelines for Administrative Procedures which contain the considerations guiding its determination of sanctions for individual violators and corporations in an administrative procedure.

August 19, 2020

Zvi Gabbay Lectures Compliance Officer Training Course

As an expert in the compliance field, Zvi Gabbay was invited for the fourth straight year to lecture a compliance officer training course organized by the BDO Academy of Finance and MITIGATE. This unique practical course is geared to compliance officers in international financial organizations. During the lecture, Zvi discussed administrative enforcement and enforcement plans.

Capital Markets / Enforcement/White Collar

In recent years, regulatory and enforcement authorities in Israel and throughout the world have required a significantly higher level of compliance from individuals and corporations in the capital market.

This trend, alongside the blurring of geographic borders and the increased international cooperation among enforcement authorities, has created a need for a unique legal response that encompasses local legal expertise. It also demands an in-depth familiarity with the compliance and enforcement authorities in various countries and the international aspects of law and regulation.

We possess both local and international experience. Many of our team members are licensed and have practiced in Israel and the United States. We have an impressive record of providing legal counsel on a variety of matters in both countries. These include money laundering, fraud, bribery, antitrust cases, financial reporting violations, and the use of insider information.

Our team is also highly experienced at managing large-scale document discovery cases for litigation in the US.
We accompany our clients throughout all stages of proceedings conducted by various enforcement authorities. Representation begins during the preliminary investigation phase, and continues to managing contacts with the enforcement authorities. We also serve as counsel during pre-indictment hearings and during hearings before the various courts.

In addition, we assist our clients in conducting internal investigations related to expected or ongoing legal proceedings. We perform audits of internal activities as needed, even if no legal proceeding is anticipated or pending.

Our firm has an excellent reputation for providing legal support to Israeli defendants, whether individuals or corporations, during proceedings conducted in the US only, or concurrently in Israel and the US. Our firm’s broad global network of collaborations enables us to provide winning legal solutions to our clients.

 

Back to Capital Markets

Key partner

P. Banking & Finance, Capital Markets, FinTech, Regulation

Key partner

News and updates - Capital Markets:


November 17, 2020

Israel Securities Authority – What Constitutes Securities Fraud?

The Israel Securities Authority recently published a staff position on situations it believes indicate fraudulent securities trading and which justify opening a criminal investigation.

September 3, 2020

Israel Securities Authority Publishes Sentencings Guidelines for Administrative Procedures

For the first time, the Israel Securities Authority has published Sentencing Guidelines for Administrative Procedures which contain the considerations guiding its determination of sanctions for individual violators and corporations in an administrative procedure.

August 19, 2020

Zvi Gabbay Lectures Compliance Officer Training Course

As an expert in the compliance field, Zvi Gabbay was invited for the fourth straight year to lecture a compliance officer training course organized by the BDO Academy of Finance and MITIGATE. This unique practical course is geared to compliance officers in international financial organizations. During the lecture, Zvi discussed administrative enforcement and enforcement plans.

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