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Capital Markets / Enforcement

In recent years, regulatory and enforcement authorities in Israel and throughout the world have been requiring a significantly higher level of compliance from individuals and corporations in the capital market.

This trend, alongside the blurring of geographic borders and the increased international cooperation among enforcement authorities, has created a need for a unique legal response that encompasses local legal expertise, as well as an in-depth familiarity with the compliance and enforcement authorities in various countries and international aspects of law and regulation.

 

Many of our team members are licensed and have practiced in Israel and in the United States, and possesses extensive experience in providing legal counseling in relation to a variety of fields in both countries, including money laundering, fraud, bribery, antitrust cases, financial reporting violations, and the use of insider information.

 

Our team is also highly experienced at managing large-scale document discovery cases for litigation in the US.

 

We represent our clients throughout all the stages of proceedings conducted by various enforcement authorities: beginning in the preliminary investigation phase, through managing contacts with the enforcement authorities, to representation during pre-indictment hearings, and during any hearings in the various courts.

 

We also assist our clients conduct internal investigations relating to expected or ongoing legal proceedings, and perform audits of internal activities as needed, even if no legal proceeding is anticipated or pending.

 

Our firm has an excellent reputation for providing legal support to Israeli defendants, whether personal or corporate, during proceedings conducted in the United States only, or concurrently in Israel and the United States. Our firm’s extensive international legal work and broad network of collaborations with law firms around the world enable us to provide professional and comprehensive legal services to our clients.

 

Back to Capital Markets

News and updates - Capital Markets / Enforcement:


October 7, 2019

Lecture by Hadar Israeli on Administrative Enforcement in Israel

Adv. Hadar Israeli, a Partner in our Capital Markets department, gave a lecture on administrative enforcement in Israel during a seminar organized by EY on fraud and scams risk management. In the lecture, Hadar presented how the organization should handle a crisis when an investigation has already begun and also on the importance of having organized enforcement programs.

September 25, 2019

SodaStream Chairman Suspected of Insider Trading

Dr. Zvi Gabbay was interviewed by TheMarker on the allegations that SodaStream's chairman, while serving as CEO, provided insider information about a deal with Pepsico to a former employee.

September 5, 2019

The ISA Places Enormous Emphasis on Deterrence

In an article in TheMarker, Dr. Zvi Gabbay discusses the market's need to share in enforcement efforts in order to make internal enforcement one of the cornerstones of ISA policy.

Capital Markets / Enforcement

In recent years, regulatory and enforcement authorities in Israel and throughout the world have been requiring a significantly higher level of compliance from individuals and corporations in the capital market.

This trend, alongside the blurring of geographic borders and the increased international cooperation among enforcement authorities, has created a need for a unique legal response that encompasses local legal expertise, as well as an in-depth familiarity with the compliance and enforcement authorities in various countries and international aspects of law and regulation.

 

Many of our team members are licensed and have practiced in Israel and in the United States, and possesses extensive experience in providing legal counseling in relation to a variety of fields in both countries, including money laundering, fraud, bribery, antitrust cases, financial reporting violations, and the use of insider information.

 

Our team is also highly experienced at managing large-scale document discovery cases for litigation in the US.

 

We represent our clients throughout all the stages of proceedings conducted by various enforcement authorities: beginning in the preliminary investigation phase, through managing contacts with the enforcement authorities, to representation during pre-indictment hearings, and during any hearings in the various courts.

 

We also assist our clients conduct internal investigations relating to expected or ongoing legal proceedings, and perform audits of internal activities as needed, even if no legal proceeding is anticipated or pending.

 

Our firm has an excellent reputation for providing legal support to Israeli defendants, whether personal or corporate, during proceedings conducted in the United States only, or concurrently in Israel and the United States. Our firm’s extensive international legal work and broad network of collaborations with law firms around the world enable us to provide professional and comprehensive legal services to our clients.

 

Back to Capital Markets

Key partner

P. Banking & Finance, Capital Markets, Regulation

Key partner

News and updates - Capital Markets:


October 7, 2019

Lecture by Hadar Israeli on Administrative Enforcement in Israel

Adv. Hadar Israeli, a Partner in our Capital Markets department, gave a lecture on administrative enforcement in Israel during a seminar organized by EY on fraud and scams risk management. In the lecture, Hadar presented how the organization should handle a crisis when an investigation has already begun and also on the importance of having organized enforcement programs.

September 25, 2019

SodaStream Chairman Suspected of Insider Trading

Dr. Zvi Gabbay was interviewed by TheMarker on the allegations that SodaStream's chairman, while serving as CEO, provided insider information about a deal with Pepsico to a former employee.

September 5, 2019

The ISA Places Enormous Emphasis on Deterrence

In an article in TheMarker, Dr. Zvi Gabbay discusses the market's need to share in enforcement efforts in order to make internal enforcement one of the cornerstones of ISA policy.

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