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Capital Markets / Enforcement

In recent years, regulatory and enforcement authorities in Israel and throughout the world have been requiring a significantly higher level of compliance from individuals and corporations in the capital market.

This trend, alongside the blurring of geographic borders and the increased international cooperation among enforcement authorities, has created a need for a unique legal response that encompasses local legal expertise, as well as an in-depth familiarity with the compliance and enforcement authorities in various countries and international aspects of law and regulation.

 

Many of our team members are licensed and have practiced in Israel and in the United States, and possesses extensive experience in providing legal counseling in relation to a variety of fields in both countries, including money laundering, fraud, bribery, antitrust cases, financial reporting violations, and the use of insider information.

 

Our team is also highly experienced at managing large-scale document discovery cases for litigation in the US.

 

We represent our clients throughout all the stages of proceedings conducted by various enforcement authorities: beginning in the preliminary investigation phase, through managing contacts with the enforcement authorities, to representation during pre-indictment hearings, and during any hearings in the various courts.

 

We also assist our clients conduct internal investigations relating to expected or ongoing legal proceedings, and perform audits of internal activities as needed, even if no legal proceeding is anticipated or pending.

 

Our firm has an excellent reputation for providing legal support to Israeli defendants, whether personal or corporate, during proceedings conducted in the United States only, or concurrently in Israel and the United States. Our firm’s extensive international legal work and broad network of collaborations with law firms around the world enable us to provide professional and comprehensive legal services to our clients.

 

Back to Capital Markets

News and updates - Capital Markets / Enforcement:


April 14, 2019

Lecture: Capital Markets Enforcement

Dr. Zvi Gabbay lectured today to Modi'in City Council members on capital markets enforcement and the role of boards of directors in formulating an internal enforcement plan. The lecture was part of the Open University's directors' course.

April 3, 2019

Event: The Role of Boards of Directors in Maintaining Honesty

Our firm hosted today the Israel's Directors Union for a seminar on the prevention of bribery and corruption. Dr. Zvi Gabbay lectured on the duties of boards of directors in Israel, and Adv. Hadar Israeli presented the American perspective.

March 27, 2019

Event Invite: Inside Information in Public Companies

We are holding a seminar on inside information following several recent Israel Securities Authority investigations of senior officials in public companies. The seminar will feature discussions on the use of inside information, how to carry out internal enforcement, and the legal implications of an open investigation of an officer and his company. The event is geared to CEOs, VPs, and CFOs of public companies.

Capital Markets / Enforcement

In recent years, regulatory and enforcement authorities in Israel and throughout the world have been requiring a significantly higher level of compliance from individuals and corporations in the capital market.

This trend, alongside the blurring of geographic borders and the increased international cooperation among enforcement authorities, has created a need for a unique legal response that encompasses local legal expertise, as well as an in-depth familiarity with the compliance and enforcement authorities in various countries and international aspects of law and regulation.

 

Many of our team members are licensed and have practiced in Israel and in the United States, and possesses extensive experience in providing legal counseling in relation to a variety of fields in both countries, including money laundering, fraud, bribery, antitrust cases, financial reporting violations, and the use of insider information.

 

Our team is also highly experienced at managing large-scale document discovery cases for litigation in the US.

 

We represent our clients throughout all the stages of proceedings conducted by various enforcement authorities: beginning in the preliminary investigation phase, through managing contacts with the enforcement authorities, to representation during pre-indictment hearings, and during any hearings in the various courts.

 

We also assist our clients conduct internal investigations relating to expected or ongoing legal proceedings, and perform audits of internal activities as needed, even if no legal proceeding is anticipated or pending.

 

Our firm has an excellent reputation for providing legal support to Israeli defendants, whether personal or corporate, during proceedings conducted in the United States only, or concurrently in Israel and the United States. Our firm’s extensive international legal work and broad network of collaborations with law firms around the world enable us to provide professional and comprehensive legal services to our clients.

 

Back to Capital Markets

Key partner

P. Banking & Finance, Capital Markets, Regulation

Key partner

News and updates - Capital Markets:


April 14, 2019

Lecture: Capital Markets Enforcement

Dr. Zvi Gabbay lectured today to Modi'in City Council members on capital markets enforcement and the role of boards of directors in formulating an internal enforcement plan. The lecture was part of the Open University's directors' course.

April 3, 2019

Event: The Role of Boards of Directors in Maintaining Honesty

Our firm hosted today the Israel's Directors Union for a seminar on the prevention of bribery and corruption. Dr. Zvi Gabbay lectured on the duties of boards of directors in Israel, and Adv. Hadar Israeli presented the American perspective.

March 27, 2019

Event Invite: Inside Information in Public Companies

We are holding a seminar on inside information following several recent Israel Securities Authority investigations of senior officials in public companies. The seminar will feature discussions on the use of inside information, how to carry out internal enforcement, and the legal implications of an open investigation of an officer and his company. The event is geared to CEOs, VPs, and CFOs of public companies.

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