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Capital Markets / Enforcement and Compliance

The Capital Markets Department advises clients on the processes involved in developing and integrating compliance and ethics programs that are uniquely tailored to the needs of the client, while providing a comprehensive response to regulatory requirements and minimizing the client’s risk exposure.
 

The firm’s services in this practice area include preparing enforcement plans and advising companies on their implementation, ongoing work with a company’s board of directors and various consultants, and preparing and integrating programs that are linked to commercial issues, such as enforcement plans for antitrust and labor law issues.

 

The Department counsels companies on integration and implementation of the plan, including when changes are required due both to exogenous factors, such as changes in regulations, and internal corporate matters, such as a change in the corporate structure or mergers. 

 

Furthermore, we possess expertise in providing ongoing compliance and enforcement services to its clients. These services include advising on the activities of its internal enforcement officer and assisting the corporate secretariat with the preparation of the annual audit plan.

 

The firm also provides legal opinions as needed, ongoing legal advisory services on matters pertaining to the company’s activities, while ensuring compliance with constantly changing regulations. We also represent clients opposite the authorities, prepares reports to authorities, and more.

 

Back to Capital Markets & Securities

News and updates - Capital Markets / Enforcement and Compliance:


September 24, 2017

Israeli Binary Options CEO Arrested in US on Suspicion of Committing Electronic Fraud

The Israeli CEO of a binary options company has been arrested by federal investigators in the United States on suspicion of committing electronic fraud. Dr. Zvi Gabbay, partner and head of our firm's Capital Markets Department, is representing the company in this matter. In an interview with TheMarker on the subject, he noted this is a relatively early stage in the legal process and that an indictment has not yet been filed.

September 12, 2017

Dr. Zvi Gabbay speaking at the EY Anti-Fraud Forum

Dr. Zvi Gabbay, Head of Barnea & Co.'s Capital Markets Department, will participate today in the EY Anti-Fraud Forum. Zvi will discuss how workers can take an active role in self-regulation and compliance.

August 29, 2017

Dr. Zvi Gabbay Interviewed by Walla! about Investigation into Former Bank Leumi Officials

Dr. Zvi Gabbay, head of the Capital Markets Department at our firm, was interviewed by Walla! about a criminal investigation opened against former Bank Leumi officials in a US tax fraud scandal. Zvi believes American investigators will work closely with Israeli investigators on this case, via the international legal aid apparatus at the Justice Ministry.

Capital Markets / Enforcement and Compliance

The Capital Markets Department advises clients on the processes involved in developing and integrating compliance and ethics programs that are uniquely tailored to the needs of the client, while providing a comprehensive response to regulatory requirements and minimizing the client’s risk exposure.
 

The firm’s services in this practice area include preparing enforcement plans and advising companies on their implementation, ongoing work with a company’s board of directors and various consultants, and preparing and integrating programs that are linked to commercial issues, such as enforcement plans for antitrust and labor law issues.

 

The Department counsels companies on integration and implementation of the plan, including when changes are required due both to exogenous factors, such as changes in regulations, and internal corporate matters, such as a change in the corporate structure or mergers. 

 

Furthermore, we possess expertise in providing ongoing compliance and enforcement services to its clients. These services include advising on the activities of its internal enforcement officer and assisting the corporate secretariat with the preparation of the annual audit plan.

 

The firm also provides legal opinions as needed, ongoing legal advisory services on matters pertaining to the company’s activities, while ensuring compliance with constantly changing regulations. We also represent clients opposite the authorities, prepares reports to authorities, and more.

 

Back to Capital Markets & Securities

News and updates - Capital Markets:


September 24, 2017

Israeli Binary Options CEO Arrested in US on Suspicion of Committing Electronic Fraud

The Israeli CEO of a binary options company has been arrested by federal investigators in the United States on suspicion of committing electronic fraud. Dr. Zvi Gabbay, partner and head of our firm's Capital Markets Department, is representing the company in this matter. In an interview with TheMarker on the subject, he noted this is a relatively early stage in the legal process and that an indictment has not yet been filed.

September 12, 2017

Dr. Zvi Gabbay speaking at the EY Anti-Fraud Forum

Dr. Zvi Gabbay, Head of Barnea & Co.'s Capital Markets Department, will participate today in the EY Anti-Fraud Forum. Zvi will discuss how workers can take an active role in self-regulation and compliance.

August 29, 2017

Dr. Zvi Gabbay Interviewed by Walla! about Investigation into Former Bank Leumi Officials

Dr. Zvi Gabbay, head of the Capital Markets Department at our firm, was interviewed by Walla! about a criminal investigation opened against former Bank Leumi officials in a US tax fraud scandal. Zvi believes American investigators will work closely with Israeli investigators on this case, via the international legal aid apparatus at the Justice Ministry.

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