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Capital Markets / Enforcement and Compliance

The Capital Markets Department advises clients on the processes involved in developing and integrating compliance and ethics programs that are uniquely tailored to the needs of the client, while providing a comprehensive response to regulatory requirements and minimizing the client’s risk exposure.
 

The firm’s services in this practice area include preparing enforcement plans and advising companies on their implementation, ongoing work with a company’s board of directors and various consultants, and preparing and integrating programs that are linked to commercial issues, such as enforcement plans for antitrust and labor law issues.

 

The Department counsels companies on integration and implementation of the plan, including when changes are required due both to exogenous factors, such as changes in regulations, and internal corporate matters, such as a change in the corporate structure or mergers. 

 

Furthermore, we possess expertise in providing ongoing compliance and enforcement services to its clients. These services include advising on the activities of its internal enforcement officer and assisting the corporate secretariat with the preparation of the annual audit plan.

 

The firm also provides legal opinions as needed, ongoing legal advisory services on matters pertaining to the company’s activities, while ensuring compliance with constantly changing regulations. We also represent clients opposite the authorities, prepares reports to authorities, and more.

 

Back to Capital Markets & Securities

News and updates - Capital Markets / Enforcement and Compliance:


November 20, 2017

Precedent Set regarding Class Actions against Dual-Listed Companies in Israel

In a precedent-setting ruling handed down recently in the Tel Aviv District Court a motion to certify an action as a class action, which was filed against Tower Semiconductor Ltd. and its officers, was dismissed in limine based on the rationale that US law applies to the company in relation to the matter of liability, since Tower is also listed for trading in the United States.

November 16, 2017

Internal Investigations as an Essential Tool in Corporate Governance

Dr. Zvi Gabbay, Head of the Capital Markets Department, is taking part today in a conference hosted by the Institute of Internal Auditors. He will discuss how internal investigations function as an essential tool in corporate governance.

November 9, 2017

Zvi Gabbay Interviewed on London et Kirshenbaum about Investigation against Bezeq

Dr. Zvi Gabbay, Head of the Capital Markets Department, was interviewed on the TV program London et Kirshenbaum about the investigation against Bezeq. He noted that the Israel Securities Authority invested considerable efforts in completing the investigation quickly because of the case's wide public implications. (Starting from min' 05:40)

Capital Markets / Enforcement and Compliance

The Capital Markets Department advises clients on the processes involved in developing and integrating compliance and ethics programs that are uniquely tailored to the needs of the client, while providing a comprehensive response to regulatory requirements and minimizing the client’s risk exposure.
 

The firm’s services in this practice area include preparing enforcement plans and advising companies on their implementation, ongoing work with a company’s board of directors and various consultants, and preparing and integrating programs that are linked to commercial issues, such as enforcement plans for antitrust and labor law issues.

 

The Department counsels companies on integration and implementation of the plan, including when changes are required due both to exogenous factors, such as changes in regulations, and internal corporate matters, such as a change in the corporate structure or mergers. 

 

Furthermore, we possess expertise in providing ongoing compliance and enforcement services to its clients. These services include advising on the activities of its internal enforcement officer and assisting the corporate secretariat with the preparation of the annual audit plan.

 

The firm also provides legal opinions as needed, ongoing legal advisory services on matters pertaining to the company’s activities, while ensuring compliance with constantly changing regulations. We also represent clients opposite the authorities, prepares reports to authorities, and more.

 

Back to Capital Markets & Securities

News and updates - Capital Markets:


November 20, 2017

Precedent Set regarding Class Actions against Dual-Listed Companies in Israel

In a precedent-setting ruling handed down recently in the Tel Aviv District Court a motion to certify an action as a class action, which was filed against Tower Semiconductor Ltd. and its officers, was dismissed in limine based on the rationale that US law applies to the company in relation to the matter of liability, since Tower is also listed for trading in the United States.

November 16, 2017

Internal Investigations as an Essential Tool in Corporate Governance

Dr. Zvi Gabbay, Head of the Capital Markets Department, is taking part today in a conference hosted by the Institute of Internal Auditors. He will discuss how internal investigations function as an essential tool in corporate governance.

November 9, 2017

Zvi Gabbay Interviewed on London et Kirshenbaum about Investigation against Bezeq

Dr. Zvi Gabbay, Head of the Capital Markets Department, was interviewed on the TV program London et Kirshenbaum about the investigation against Bezeq. He noted that the Israel Securities Authority invested considerable efforts in completing the investigation quickly because of the case's wide public implications. (Starting from min' 05:40)

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