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Together is global

Capital Markets / Enforcement and Compliance

The Capital Markets Department advises clients on the processes involved in developing and integrating compliance and ethics programs that are uniquely tailored to the needs of the client, while providing a comprehensive response to regulatory requirements and minimizing the client’s risk exposure.
 

The firm’s services in this practice area include preparing enforcement plans and advising companies on their implementation, ongoing work with a company’s board of directors and various consultants, and preparing and integrating programs that are linked to commercial issues, such as enforcement plans for antitrust and labor law issues.

 

The Department counsels companies on integration and implementation of the plan, including when changes are required due both to exogenous factors, such as changes in regulations, and internal corporate matters, such as a change in the corporate structure or mergers. 

 

Furthermore, we possess expertise in providing ongoing compliance and enforcement services to its clients. These services include advising on the activities of its internal enforcement officer and assisting the corporate secretariat with the preparation of the annual audit plan.

 

The firm also provides legal opinions as needed, ongoing legal advisory services on matters pertaining to the company’s activities, while ensuring compliance with constantly changing regulations. We also represent clients opposite the authorities, prepares reports to authorities, and more.

 

Back to Capital Markets

News and updates - Capital Markets / Enforcement and Compliance:


October 9, 2018

Between Dankner and Musk: A Lesson on Enforcement

Dr. Zvi Gabbay published an article in Globes on the Nochi Dankner and Elon Musk affairs and the differences in enforcement culture between the American and Israeli systems.

October 9, 2018

Event Invite: Managing Anti-Bribery and Corruption Issues: US, EU & Israeli Perspectives

Join Barnea and BCLP for a seminar on cross-border anti-corruption investigations.

September 13, 2018

SEC Takes First Action against Crypto Hedge Fund

Adv. Daniel Israeli was interviewed by Calcalist following the SEC's decision to fine an unregistered crypto broker-dealers and its owners.

Capital Markets / Enforcement and Compliance

The Capital Markets Department advises clients on the processes involved in developing and integrating compliance and ethics programs that are uniquely tailored to the needs of the client, while providing a comprehensive response to regulatory requirements and minimizing the client’s risk exposure.
 

The firm’s services in this practice area include preparing enforcement plans and advising companies on their implementation, ongoing work with a company’s board of directors and various consultants, and preparing and integrating programs that are linked to commercial issues, such as enforcement plans for antitrust and labor law issues.

 

The Department counsels companies on integration and implementation of the plan, including when changes are required due both to exogenous factors, such as changes in regulations, and internal corporate matters, such as a change in the corporate structure or mergers. 

 

Furthermore, we possess expertise in providing ongoing compliance and enforcement services to its clients. These services include advising on the activities of its internal enforcement officer and assisting the corporate secretariat with the preparation of the annual audit plan.

 

The firm also provides legal opinions as needed, ongoing legal advisory services on matters pertaining to the company’s activities, while ensuring compliance with constantly changing regulations. We also represent clients opposite the authorities, prepares reports to authorities, and more.

 

Back to Capital Markets

Key partner

P. Banking & Finance, Capital Markets, Regulation

News and updates - Capital Markets:


October 9, 2018

Between Dankner and Musk: A Lesson on Enforcement

Dr. Zvi Gabbay published an article in Globes on the Nochi Dankner and Elon Musk affairs and the differences in enforcement culture between the American and Israeli systems.

October 9, 2018

Event Invite: Managing Anti-Bribery and Corruption Issues: US, EU & Israeli Perspectives

Join Barnea and BCLP for a seminar on cross-border anti-corruption investigations.

September 13, 2018

SEC Takes First Action against Crypto Hedge Fund

Adv. Daniel Israeli was interviewed by Calcalist following the SEC's decision to fine an unregistered crypto broker-dealers and its owners.

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