© All Rights reserved to Barnea & Co. Law Offices. 2015

Regulation / Capital Markets Regulation

Our firm has developed our own distinctive expertise in all aspects of financial regulations, which apply to a wide range of entities operating in the capital market, including companies and financial intermediaries.

We advise private companies in the process of issuance, as well as public companies and mature public companies, underwriters, investment advisors, portfolio managers, brokers, FinTech companies, and various trading platforms. We assist these companies navigate Israel’s financial regulators: Capital Market Insurance and Savings Authority, Israel Securities Authority, and the Bank of Israel.

 

Our firm has extensive experience guiding companies wishing to raise capital from the public, utilizing all types of existing financial instruments, including equity, debt, options, securitization, commercial securities, etc.

 

Our firm assists companies in implementing financial regulation procedures by conducting compliance surveys in addition to creating and applying internal enforcement plans. Furthermore, we represent our clients in accordance with the various financial regulators, regarding all administrative procedures throughout the duration of the enforcement process, as well as in criminal investigation proceedings.

 

Back to Regulation

News and updates - Regulation / Capital Markets Regulation:


September 12, 2017

Dr. Zvi Gabbay speaking at the EY Anti-Fraud Forum

Dr. Zvi Gabbay, Head of Barnea & Co.'s Capital Markets Department, will participate today in the EY Anti-Fraud Forum. Zvi will discuss how workers can take an active role in self-regulation and compliance.

August 29, 2017

Dr. Zvi Gabbay Discusses Regulation of Digital Coins in New Op-ed

Dr. Zvi Gabbay, Head of the Capital Markets Department, had an op-ed published in The Marker on the regulation of digital currencies. He asserts there will be no choice but to build a unique regulatory model that matches the characteristics of these new financial instruments.

August 16, 2017

Dr. Zvi Gabbay talks SEC allegations against Mobileye founders with TheMarker

The US Securities and Exchange Commission (SEC) recently filed a lawsuit in a US court against an Israeli citizen and an American citizen for the use of inside information to acquire shares and options at Mobileye. The lawsuit alleges, among other things, that Mobileye's founders supplied information about the huge deal being forged between it and Intel. Dr. Zvi Gabbay, head of the Capital Markets Department at our firm was interviewed by TheMarker on the subject. He explained the differences between the enforcement process in Israel and the US and the relationship between civil enforcement by the SEC and criminal enforcement by federal prosecution.

Regulation / Capital Markets Regulation

Our firm has developed our own distinctive expertise in all aspects of financial regulations, which apply to a wide range of entities operating in the capital market, including companies and financial intermediaries.

We advise private companies in the process of issuance, as well as public companies and mature public companies, underwriters, investment advisors, portfolio managers, brokers, FinTech companies, and various trading platforms. We assist these companies navigate Israel’s financial regulators: Capital Market Insurance and Savings Authority, Israel Securities Authority, and the Bank of Israel.

 

Our firm has extensive experience guiding companies wishing to raise capital from the public, utilizing all types of existing financial instruments, including equity, debt, options, securitization, commercial securities, etc.

 

Our firm assists companies in implementing financial regulation procedures by conducting compliance surveys in addition to creating and applying internal enforcement plans. Furthermore, we represent our clients in accordance with the various financial regulators, regarding all administrative procedures throughout the duration of the enforcement process, as well as in criminal investigation proceedings.

 

Back to Regulation

News and updates - Regulation:


September 12, 2017

Dr. Zvi Gabbay speaking at the EY Anti-Fraud Forum

Dr. Zvi Gabbay, Head of Barnea & Co.'s Capital Markets Department, will participate today in the EY Anti-Fraud Forum. Zvi will discuss how workers can take an active role in self-regulation and compliance.

August 29, 2017

Dr. Zvi Gabbay Discusses Regulation of Digital Coins in New Op-ed

Dr. Zvi Gabbay, Head of the Capital Markets Department, had an op-ed published in The Marker on the regulation of digital currencies. He asserts there will be no choice but to build a unique regulatory model that matches the characteristics of these new financial instruments.

August 16, 2017

Dr. Zvi Gabbay talks SEC allegations against Mobileye founders with TheMarker

The US Securities and Exchange Commission (SEC) recently filed a lawsuit in a US court against an Israeli citizen and an American citizen for the use of inside information to acquire shares and options at Mobileye. The lawsuit alleges, among other things, that Mobileye's founders supplied information about the huge deal being forged between it and Intel. Dr. Zvi Gabbay, head of the Capital Markets Department at our firm was interviewed by TheMarker on the subject. He explained the differences between the enforcement process in Israel and the US and the relationship between civil enforcement by the SEC and criminal enforcement by federal prosecution.

Enter your email for newsletter sign up: